{"id":9481,"date":"2021-05-04T19:52:22","date_gmt":"2021-05-04T16:52:22","guid":{"rendered":"https:\/\/super-news.info\/vi\/xu-ly-cac-cong-ty-chung-khoan-bien-tuong-huy-dong-von\/"},"modified":"2021-05-04T19:52:26","modified_gmt":"2021-05-04T16:52:26","slug":"xu-ly-cac-cong-ty-chung-khoan-bien-tuong-huy-dong-von","status":"publish","type":"post","link":"https:\/\/super-news.info\/vi\/xu-ly-cac-cong-ty-chung-khoan-bien-tuong-huy-dong-von\/","title":{"rendered":"X\u1eed l\u00fd c\u00e1c c\u00f4ng ty ch\u1ee9ng kho\u00e1n &#8216;bi\u1ebfn t\u01b0\u1edbng&#8217; huy \u0111\u1ed9ng v\u1ed1n"},"content":{"rendered":"<p>                                &#13;<br \/>\n                                    Th\u1eddi gian v\u1eeba qua, d\u01b0 lu\u1eadn ph\u1ea3n \u00e1nh t\u00ecnh tr\u1ea1ng c\u00e1c c\u00f4ng ty ch\u1ee9ng kho\u00e1n huy \u0111\u1ed9ng v\u1ed1n, vi ph\u1ea1m nghi\u00eam tr\u1ecdng c\u00e1c quy \u0111\u1ecbnh c\u1ee7a nh\u00e0 n\u01b0\u1edbc, d\u01b0\u1edbi c\u00e1c h\u00ecnh th\u1ee9c h\u1ee3p t\u00e1c \u0111\u1ea7u t\u01b0, ti\u1ebft ki\u1ec7m ti\u1ec1n g\u1eedi&#8230;, nhi\u1ec1u chuy\u00ean gia cho r\u1eb1ng, \u1ee6y ban Ch\u1ee9ng kho\u00e1n Nh\u00e0 n\u01b0\u1edbc (B\u1ed9 T\u00e0i ch\u00ednh) ph\u1ea3i thanh ki\u1ec3m tra v\u00e0 y\u00eau c\u1ea7u c\u00e1c c\u00f4ng ty ch\u1ee9ng kho\u00e1n ch\u1ea5m d\u1ee9t ngay d\u1ecbch v\u1ee5 n\u00e0y \u0111\u1ec3 tr\u00e1nh r\u1ee7i ro ph\u00e1t sinh.V\u1ec1 v\u1ea5n \u0111\u1ec1 n\u00e0y, \u1ee6y ban Ch\u1ee9ng kho\u00e1n Nh\u00e0 n\u01b0\u1edbc \u0111\u00e3 c\u00f3 v\u0103n b\u1ea3n y\u00eau c\u1ea7u C\u00f4ng ty ch\u1ee9ng kho\u00e1n MB, C\u00f4ng ty ch\u1ee9ng kho\u00e1n VNDirect b\u00e1o c\u00e1o, gi\u1ea3i tr\u00ecnh v\u1ec1 n\u1ed9i dung ph\u1ea3n \u00e1nh c\u1ee7a b\u00e1o ch\u00ed n\u00f3i tr\u00ean v\u00e0 \u0111\u00e3 c\u00f3 v\u0103n b\u1ea3n y\u00eau c\u1ea7u C\u00f4ng ty ch\u1ee9ng kho\u00e1n MB d\u1eebng th\u1ef1c hi\u1ec7n d\u1ecbch v\u1ee5.\u00a0\u0110\u1ed1i v\u1edbi C\u00f4ng ty ch\u1ee9ng kho\u00e1n VNDirect, B\u1ed9 T\u00e0i ch\u00ednh s\u1ebd c\u00f3 ph\u01b0\u01a1ng \u00e1n x\u1eed l\u00fd t\u01b0\u01a1ng t\u1ef1 sau khi nh\u1eadn \u0111\u01b0\u1ee3c \u00fd ki\u1ebfn gi\u1ea3i tr\u00ecnh c\u1ee7a c\u00f4ng ty v\u00e0 t\u1ed5 ch\u1ee9c ki\u1ec3m tra ho\u1ea1t \u0111\u1ed9ng m\u1ed9t s\u1ed1 c\u00f4ng ty ch\u1ee9ng kho\u00e1n.\u00a0Theo Lu\u1eadt C\u00e1c t\u1ed5 ch\u1ee9c t\u00edn d\u1ee5ng hi\u1ec7n h\u00e0nh, ch\u1ec9 c\u00e1c ng\u00e2n h\u00e0ng m\u1edbi \u0111\u01b0\u1ee3c ph\u00e9p th\u1ef1c hi\u1ec7n vi\u1ec7c huy \u0111\u1ed9ng v\u1ed1n ng\u1eafn h\u1ea1n t\u1eeb c\u00e1 nh\u00e2n. Qu\u1ef9 t\u00edn d\u1ee5ng nh\u00e2n d\u00e2n c\u0169ng b\u1ecb h\u1ea1n ch\u1ebf, ch\u1ec9 \u0111\u01b0\u1ee3c ph\u00e9p nh\u1eadn ti\u1ec1n g\u1eedi c\u1ee7a th\u00e0nh vi\u00ean ho\u1eb7c t\u1eeb c\u00e1c \u0111\u1ed1i t\u01b0\u1ee3ng theo quy \u0111\u1ecbnh c\u1ee7a NHNN.Lu\u1eadt Ch\u1ee9ng kho\u00e1n 2019 c\u0169ng quy \u0111\u1ecbnh r\u00f5 c\u00e1c c\u00f4ng ty ch\u1ee9ng kho\u00e1n ch\u1ec9 \u0111\u01b0\u1ee3c ph\u00e9p th\u1ef1c hi\u1ec7n 4 d\u1ecbch v\u1ee5 g\u1ed3m: M\u00f4i gi\u1edbi, t\u1ef1 doanh, b\u1ea3o l\u00e3nh ph\u00e1t h\u00e0nh v\u00e0 t\u01b0 v\u1ea5n \u0111\u1ea7u t\u01b0 ch\u1ee9ng kho\u00e1n.\u0110\u1ed3ng th\u1eddi, ph\u1ea3i qu\u1ea3n l\u00fd t\u00e1ch b\u1ea1ch ti\u1ec1n g\u1eedi giao d\u1ecbch c\u1ee7a t\u1eebng kh\u00e1ch h\u00e0ng, t\u00e1ch b\u1ea1ch ti\u1ec1n c\u1ee7a kh\u00e1ch h\u00e0ng v\u1edbi ti\u1ec1n c\u1ee7a m\u00ecnh, kh\u00f4ng \u0111\u01b0\u1ee3c tr\u1ef1c ti\u1ebfp nh\u1eadn v\u00e0 chi tr\u1ea3 ti\u1ec1n m\u1eb7t \u0111\u1ec3 giao d\u1ecbch ch\u1ee9ng kho\u00e1n c\u1ee7a kh\u00e1ch h\u00e0ng m\u00e0 ph\u1ea3i th\u1ef1c hi\u1ec7n qua ng\u00e2n h\u00e0ng th\u01b0\u01a1ng m\u1ea1i hay c\u00e1c giao d\u1ecbch li\u00ean quan \u0111\u1ebfn ti\u1ec1n c\u1ee7a kh\u00e1ch h\u00e0ng ch\u1ec9 \u0111\u01b0\u1ee3c ph\u00e9p th\u1ef1c hi\u1ec7n theo quy \u0111\u1ecbnh c\u1ee7a ph\u00e1p lu\u1eadt&#8230;C\u00e1c chuy\u00ean gia khuy\u1ebfn ngh\u1ecb c\u00e1c nh\u00e0 \u0111\u1ea7u t\u01b0, ng\u01b0\u1eddi d\u00e2n tham gia h\u1ee3p t\u00e1c kinh doanh ph\u1ea3i t\u1ec9nh t\u00e1o. V\u00ec l\u00e3i su\u1ea5t, l\u1ee3i nhu\u1eadn l\u1edbn th\u01b0\u1eddng \u0111i k\u00e8m v\u1edbi r\u1ee7i ro cao. Nh\u00e0 \u0111\u1ea7u t\u01b0 c\u1ea7n c\u00e2n nh\u1eafc k\u1ef9, quan t\u00e2m \u0111\u1ebfn n\u0103ng l\u1ef1c, uy t\u00edn, c\u00e1c d\u1ef1 \u00e1n, s\u1ea3n ph\u1ea9m, th\u1ecb tr\u01b0\u1eddng c\u1ee7a doanh nghi\u1ec7p tr\u01b0\u1edbc khi \u0111\u1ea7u t\u01b0. Ng\u01b0\u1eddi d\u00e2n g\u1eedi ti\u1ebft ki\u1ec7m v\u00e0o ng\u00e2n h\u00e0ng th\u00ec an to\u00e0n h\u01a1n v\u00ec \u0111\u00e2y l\u00e0 \u0111\u1ecbnh ch\u1ebf t\u00e0i ch\u00ednh l\u1edbn, c\u00f3 nhi\u1ec1u quy \u0111\u1ecbnh kh\u1eaft khe \u0111\u1ec3 b\u1ea3o \u0111\u1ea3m an to\u00e0n v\u00e0 c\u00f3 NHNN gi\u00e1m s\u00e1t, qu\u1ea3n l\u00fd ch\u1eb7t ch\u1ebd.<br \/>\n                                Theo Anh Minh<br \/>\n                                B\u00e1o Ch\u00ednh ph\u1ee7<\/p>\n<p>\n<!--noindex--><br \/>\n<a href=\"https:\/\/cafef.vn\/xu-ly-cac-cong-ty-chung-khoan-bien-tuong-huy-dong-von-20210504201925415.chn\" rel=\"nofollow\">Source link <\/a><br \/>\n<!--\/noindex--><\/p>\n","protected":false},"excerpt":{"rendered":"<p>&#13; Th\u1eddi gian v\u1eeba qua, d\u01b0 lu\u1eadn ph\u1ea3n \u00e1nh t\u00ecnh tr\u1ea1ng c\u00e1c c\u00f4ng ty ch\u1ee9ng kho\u00e1n huy \u0111\u1ed9ng v\u1ed1n, vi ph\u1ea1m nghi\u00eam tr\u1ecdng c\u00e1c quy \u0111\u1ecbnh c\u1ee7a nh\u00e0 n\u01b0\u1edbc, d\u01b0\u1edbi c\u00e1c h\u00ecnh th\u1ee9c h\u1ee3p t\u00e1c \u0111\u1ea7u t\u01b0, ti\u1ebft ki\u1ec7m ti\u1ec1n g\u1eedi&#8230;, nhi\u1ec1u chuy\u00ean gia cho r\u1eb1ng, \u1ee6y ban Ch\u1ee9ng kho\u00e1n Nh\u00e0 n\u01b0\u1edbc (B\u1ed9 T\u00e0i ch\u00ednh) [&hellip;]<\/p>\n","protected":false},"author":2,"featured_media":9482,"comment_status":"open","ping_status":"open","sticky":false,"template":"","format":"standard","meta":{"footnotes":""},"categories":[1],"tags":[],"class_list":["post-9481","post","type-post","status-publish","format-standard","has-post-thumbnail","hentry","category-ban-tin-tai-chinh"],"yoast_head":"<!-- This site is optimized with the Yoast SEO plugin v27.4 - https:\/\/yoast.com\/product\/yoast-seo-wordpress\/ -->\n<title>X\u1eed l\u00fd c\u00e1c c\u00f4ng ty ch\u1ee9ng kho\u00e1n &#039;bi\u1ebfn t\u01b0\u1edbng&#039; 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