{"id":7478,"date":"2019-08-26T05:58:07","date_gmt":"2019-08-26T02:58:07","guid":{"rendered":"https:\/\/super-news.info\/vi\/vi-pham-nhieu-quy-dinh-ve-hoat-dong-cua-cong-ty-chung-khoan-chung-khoan-sen-vang-bi-phat-nang\/"},"modified":"2019-08-26T05:58:09","modified_gmt":"2019-08-26T02:58:09","slug":"vi-pham-nhieu-quy-dinh-ve-hoat-dong-cua-cong-ty-chung-khoan-chung-khoan-sen-vang-bi-phat-nang","status":"publish","type":"post","link":"https:\/\/super-news.info\/vi\/vi-pham-nhieu-quy-dinh-ve-hoat-dong-cua-cong-ty-chung-khoan-chung-khoan-sen-vang-bi-phat-nang\/","title":{"rendered":"Vi ph\u1ea1m nhi\u1ec1u quy \u0111\u1ecbnh v\u1ec1 ho\u1ea1t \u0111\u1ed9ng c\u1ee7a c\u00f4ng ty ch\u1ee9ng kho\u00e1n, Ch\u1ee9ng kho\u00e1n Sen V\u00e0ng b\u1ecb ph\u1ea1t n\u1eb7ng"},"content":{"rendered":"<p> [ad_1]<br \/>\n<\/p>\n<div id=\"mainContent\">&#13;<\/p>\n<p>Ng\u00e0y 16\/8\/2019 UBCKNN \u0111\u00e3 ban h\u00e0nh quy\u1ebft \u0111\u1ecbnh x\u1eed ph\u1ea1t vi ph\u1ea1m h\u00e0nh ch\u00ednh trong l\u0129nh v\u1ef1c ch\u1ee9ng kho\u00e1n v\u00e0 v\u00e0 th\u1ecb tr\u01b0\u1eddng ch\u1ee9ng kho\u00e1n \u0111\u1ed1i v\u1edbi CTCP Ch\u1ee9ng khoan Sen V\u00e0ng (GLS) v\u00ec nhi\u1ec1u l\u1ed7i vi ph\u1ea1m.<\/p>\n<p>C\u1ee5 th\u1ec3, ph\u1ea1t ti\u1ec1n 40 tri\u1ec7u \u0111\u1ed3ng do c\u00f4ng ty \u0111\u00e3 <i><b>kh\u00f4ng c\u00f3 \u0111\u1ee7 ng\u01b0\u1eddi h\u00e0nh ngh\u1ec1 ch\u1ee9ng kho\u00e1n<\/b><\/i>: T\u00ednh \u0111\u1ebfn th\u1eddi \u0111i\u1ec3m ki\u1ec3m tra ng\u00e0y 09\/7\/2019, s\u1ed1 l\u01b0\u1ee3ng nh\u00e2n vi\u00ean c\u00f3 ch\u1ee9ng ch\u1ec9 h\u00e0nh ngh\u1ec1 c\u1ee7a C\u00f4ng ty c\u1ed5 ph\u1ea7n Ch\u1ee9ng kho\u00e1n Sen V\u00e0ng ch\u01b0a \u0111\u00e1p \u1ee9ng \u0111i\u1ec1u ki\u1ec7n v\u1ec1 nh\u00e2n vi\u00ean c\u00f3 ch\u1ee9ng ch\u1ec9 h\u00e0nh ngh\u1ec1 cho m\u1ed7i nghi\u1ec7p v\u1ee5 \u0111\u01b0\u1ee3c c\u1ea5p ph\u00e9p.<\/p>\n<p>Ph\u1ea1t ti\u1ec1n 85 tri\u1ec7u \u0111\u1ed3ng do c\u00f4ng ty <i><b>kh\u00f4ng thi\u1ebft l\u1eadp, duy tr\u00ec h\u1ec7 th\u1ed1ng ki\u1ec3m to\u00e1n n\u1ed9i b\u1ed9, ki\u1ec3m so\u00e1t n\u1ed9i b\u1ed9, qu\u1ea3n tr\u1ecb r\u1ee7i ro<\/b><\/i>: T\u00ednh \u0111\u1ebfn th\u1eddi \u0111i\u1ec3m ki\u1ec3m tra ng\u00e0y 09\/7\/2019, C\u00f4ng ty c\u1ed5 ph\u1ea7n Ch\u1ee9ng kho\u00e1n Sen V\u00e0ng kh\u00f4ng thi\u1ebft l\u1eadp b\u1ed9 ph\u1eadn ki\u1ec3m so\u00e1t n\u1ed9i b\u1ed9, ki\u1ec3m to\u00e1n n\u1ed9i b\u1ed9, qu\u1ea3n tr\u1ecb r\u1ee7i ro theo quy \u0111\u1ecbnh ph\u00e1p lu\u1eadt.<\/p>\n<p>-Ph\u1ea1t ti\u1ec1n 60 tri\u1ec7u \u0111\u1ed3ng do c\u00f4ng ty k<i><b>h\u00f4ng tu\u00e2n th\u1ee7 quy \u0111\u1ecbnh c\u1ee7a Lu\u1eadt Ch\u1ee9ng kho\u00e1n, Lu\u1eadt Doanh nghi\u1ec7p v\u00e0 quy \u0111\u1ecbnh ph\u00e1p lu\u1eadt kh\u00e1c v\u1ec1 qu\u1ea3n tr\u1ecb, \u0111i\u1ec1u h\u00e0nh<\/b><\/i>: T\u00ednh \u0111\u1ebfn th\u1eddi \u0111i\u1ec3m ki\u1ec3m tra ng\u00e0y 09\/7\/2019, C\u00f4ng ty c\u1ed5 ph\u1ea7n Ch\u1ee9ng kho\u00e1n Sen V\u00e0ng ch\u01b0a t\u1ed5 ch\u1ee9c h\u1ecdp \u0110\u1ea1i h\u1ed9i \u0111\u1ed3ng c\u1ed5 \u0111\u00f4ng th\u01b0\u1eddng ni\u00ean n\u0103m 2019.<\/p>\n<p>T\u1ed5ng c\u1ed9ng Ch\u1ee9ng kho\u00e1n Sen V\u00e0ng b\u1ecb ph\u1ea1t 185 tri\u1ec7u \u0111\u1ed3ng. Quy\u1ebft \u0111\u1ecbnh c\u00f3 hi\u1ec7u l\u1ef1c t\u1eeb ng\u00e0y k\u00fd.<\/p>\n<p>Ch\u1ee9ng kho\u00e1n Sen V\u00e0ng \u0111\u01b0\u1ee3c c\u1ea5p ph\u00e9p th\u00e0nh l\u1eadp v\u00e0 ho\u1ea1t \u0111\u1ed9ng v\u00e0o th\u00e1ng 12\/2007. Hi\u1ec7n t\u1ea1i c\u00f4ng ty c\u00f3 v\u1ed1n \u0111i\u1ec1u l\u1ec7 135 t\u1ef7 \u0111\u1ed3ng, kinh doanh trong l\u0129nh v\u1ef1c m\u00f4i gi\u1edbi ch\u1ee9ng kho\u00e1n, l\u01b0u k\u00fd ch\u1ee9ng kho\u00e1n, t\u01b0 v\u1ea5n \u0111\u1ea7u t\u01b0 ch\u1ee9ng kho\u00e1n, t\u1ef1 doanh ch\u1ee9ng kho\u00e1n, ho\u1ea1t \u0111\u1ed9ng t\u01b0 v\u1ea5n t\u00e0i ch\u00ednh\u2026<\/p>\n<p>K\u1ebft qu\u1ea3 kinh doanh, doanh thu ho\u1ea1t \u0111\u1ed9ng qu\u00fd 2 \u0111\u1ea1t 1,1 t\u1ef7 \u0111\u1ed3ng, t\u0103ng 1\/7 l\u1ea7n c\u00f9ng k\u1ef3 n\u0103m ngo\u00e1i, trong khi chi ph\u00ed ho\u1ea1t \u0111\u1ed9ng l\u00ean x\u1ea5p x\u1ec9 6,5 t\u1ef7 \u0111\u1ed3ng. K\u1ebft qu\u1ea3, Ch\u1ee9ng kho\u00e1n Sen V\u00e0ng ghi nh\u1eadn l\u1ed7 g\u1ea7n 6 t\u1ef7 \u0111\u1ed3ng sau thu\u1ebf, c\u1ea3i thi\u1ec7n h\u01a1n r\u1ea5t nhi\u1ec1u so v\u1edbi s\u1ed1 l\u1ed7 h\u01a1n 14,7 t\u1ef7 \u0111\u1ed3ng c\u00f9ng k\u1ef3 n\u0103m 2018.<\/p>\n<p>T\u1ed5ng l\u1ed7 l\u0169y k\u1ebf \u0111\u1ebfn 30\/6\/2019 h\u01a1n 91 t\u1ef7 \u0111\u1ed3ng. V\u1ed1n ch\u1ee7 s\u1edf h\u1eefu c\u00f2n g\u1ea7n 44 t\u1ef7 \u0111\u1ed3ng trong khi v\u1ed1n g\u00f3p ch\u1ee7 s\u1edf h\u1eefu l\u00e0 135 t\u1ef7 \u0111\u1ed3ng. T\u1ed5ng t\u00e0i s\u1ea3n t\u00ednh \u0111\u1ebfn 30\/6\/2019 \u0111\u1ea1t 55,4 t\u1ef7 \u0111\u1ed3ng, gi\u1ea3m 13 t\u1ef7 \u0111\u1ed3ng so v\u1edbi th\u1eddi \u0111i\u1ec3m \u0111\u1ea7u n\u0103m.<\/p>\n<\/div>\n<p>[ad_2]<br \/>\n<br \/><a href=\"http:\/\/cafef.vn\/vi-pham-nhieu-quy-dinh-ve-hoat-dong-cua-cong-ty-chung-khoan-chung-khoan-sen-vang-bi-phat-nang-20190825103247437.chn\">Source link <\/a><\/p>\n","protected":false},"excerpt":{"rendered":"<p>[ad_1] &#13; Ng\u00e0y 16\/8\/2019 UBCKNN \u0111\u00e3 ban h\u00e0nh quy\u1ebft \u0111\u1ecbnh x\u1eed ph\u1ea1t vi ph\u1ea1m h\u00e0nh ch\u00ednh trong l\u0129nh v\u1ef1c ch\u1ee9ng kho\u00e1n v\u00e0 v\u00e0 th\u1ecb tr\u01b0\u1eddng ch\u1ee9ng kho\u00e1n \u0111\u1ed1i v\u1edbi CTCP Ch\u1ee9ng khoan Sen V\u00e0ng (GLS) v\u00ec nhi\u1ec1u l\u1ed7i vi ph\u1ea1m. C\u1ee5 th\u1ec3, ph\u1ea1t ti\u1ec1n 40 tri\u1ec7u \u0111\u1ed3ng do c\u00f4ng ty \u0111\u00e3 kh\u00f4ng c\u00f3 \u0111\u1ee7 ng\u01b0\u1eddi [&hellip;]<\/p>\n","protected":false},"author":2,"featured_media":7479,"comment_status":"open","ping_status":"open","sticky":false,"template":"","format":"standard","meta":{"footnotes":""},"categories":[1],"tags":[],"class_list":["post-7478","post","type-post","status-publish","format-standard","has-post-thumbnail","hentry","category-ban-tin-tai-chinh"],"yoast_head":"<!-- This site is optimized with the Yoast SEO plugin v28.1 - https:\/\/yoast.com\/product\/yoast-seo-wordpress\/ -->\n<title>Vi ph\u1ea1m nhi\u1ec1u quy \u0111\u1ecbnh v\u1ec1 ho\u1ea1t \u0111\u1ed9ng c\u1ee7a c\u00f4ng ty ch\u1ee9ng kho\u00e1n, Ch\u1ee9ng kho\u00e1n Sen V\u00e0ng b\u1ecb ph\u1ea1t n\u1eb7ng - Super News<\/title>\n<meta name=\"robots\" content=\"index, follow, max-snippet:-1, max-image-preview:large, max-video-preview:-1\" \/>\n<link rel=\"canonical\" href=\"https:\/\/super-news.info\/vi\/vi-pham-nhieu-quy-dinh-ve-hoat-dong-cua-cong-ty-chung-khoan-chung-khoan-sen-vang-bi-phat-nang\/\" \/>\n<meta property=\"og:locale\" content=\"vi_VN\" \/>\n<meta property=\"og:type\" content=\"article\" \/>\n<meta property=\"og:title\" content=\"Vi ph\u1ea1m nhi\u1ec1u quy \u0111\u1ecbnh v\u1ec1 ho\u1ea1t \u0111\u1ed9ng c\u1ee7a c\u00f4ng ty ch\u1ee9ng kho\u00e1n, Ch\u1ee9ng kho\u00e1n Sen V\u00e0ng b\u1ecb ph\u1ea1t n\u1eb7ng - Super News\" \/>\n<meta property=\"og:description\" content=\"[ad_1] &#013; Ng\u00e0y 16\/8\/2019 UBCKNN \u0111\u00e3 ban h\u00e0nh quy\u1ebft \u0111\u1ecbnh x\u1eed ph\u1ea1t vi ph\u1ea1m h\u00e0nh ch\u00ednh trong l\u0129nh v\u1ef1c ch\u1ee9ng kho\u00e1n v\u00e0 v\u00e0 th\u1ecb tr\u01b0\u1eddng ch\u1ee9ng kho\u00e1n \u0111\u1ed1i v\u1edbi CTCP Ch\u1ee9ng khoan Sen V\u00e0ng (GLS) v\u00ec nhi\u1ec1u l\u1ed7i vi ph\u1ea1m. 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