{"id":2725,"date":"2019-06-07T04:01:56","date_gmt":"2019-06-07T01:01:56","guid":{"rendered":"https:\/\/super-news.info\/vi\/tang-quyen-cua-ubcknn-phat-gap-10-lan-khoan-thu-phi-phap-voi-hanh-vi-thao-tung-thi-truong\/"},"modified":"2019-06-07T04:01:57","modified_gmt":"2019-06-07T01:01:57","slug":"tang-quyen-cua-ubcknn-phat-gap-10-lan-khoan-thu-phi-phap-voi-hanh-vi-thao-tung-thi-truong","status":"publish","type":"post","link":"https:\/\/super-news.info\/vi\/tang-quyen-cua-ubcknn-phat-gap-10-lan-khoan-thu-phi-phap-voi-hanh-vi-thao-tung-thi-truong\/","title":{"rendered":"T\u0103ng quy\u1ec1n c\u1ee7a UBCKNN, ph\u1ea1t g\u1ea5p 10 l\u1ea7n kho\u1ea3n thu phi ph\u00e1p v\u1edbi h\u00e0nh vi thao t\u00fang th\u1ecb tr\u01b0\u1eddng"},"content":{"rendered":"

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Chi\u1ec1u 6\/6, B\u1ed9 tr\u01b0\u1edfng T\u00e0i ch\u00ednh \u0110inh Ti\u1ebfn D\u0169ng \u0111\u00e3 th\u1eeba \u1ee7y quy\u1ec1n c\u1ee7a Th\u1ee7 t\u01b0\u1edbng Ch\u00ednh ph\u1ee7, \u0111\u1ecdc t\u1edd tr\u00ecnh v\u1ec1 d\u1ef1 \u00e1n Lu\u1eadt Ch\u1ee9ng kho\u00e1n s\u1eeda \u0111\u1ed5i tr\u01b0\u1edbc Qu\u1ed1c h\u1ed9i. \u0110\u00e2y l\u00e0 b\u1ea3n d\u1ef1 \u00e1n lu\u1eadt \u0111\u00e3 \u0111\u01b0\u1ee3c Ch\u00ednh ph\u1ee7 ho\u00e0n thi\u1ec7n tr\u00ean c\u01a1 s\u1edf ti\u1ebfp thu \u00fd ki\u1ebfn c\u1ee7a \u1ee6y ban Th\u01b0\u1eddng v\u1ee5 Qu\u1ed1c v\u00e0 B\u00e1o c\u00e1o c\u1ee7a \u1ee6y ban Kinh t\u1ebf Qu\u1ed1c h\u1ed9i, c\u01a1 quan th\u1ea9m tra s\u01a1 b\u1ed9.<\/p>\n

Theo t\u1edd tr\u00ecnh, sau 10 n\u0103m thi h\u00e0nh Lu\u1eadt Ch\u1ee9ng kho\u00e1n, th\u1ef1c ti\u1ec5n \u0111\u00e3 b\u1ed9c l\u1ed9 m\u1ed9t s\u1ed1 h\u1ea1n ch\u1ebf, b\u1ea5t c\u1eadp v\u1ec1 quy \u0111\u1ecbnh c\u1ee7a lu\u1eadt, s\u1ef1 th\u1ed1ng nh\u1ea5t c\u1ee7a Lu\u1eadt Ch\u1ee9ng kho\u00e1n v\u1edbi c\u00e1c lu\u1eadt kh\u00e1c c\u00f3 li\u00ean quan c\u0169ng nh\u01b0 nh\u1eefng h\u1ea1n ch\u1ebf trong t\u1ed5 ch\u1ee9c thi h\u00e0nh Lu\u1eadt Ch\u1ee9ng kho\u00e1n. <\/p>\n

T\u1edd tr\u00ecnh c\u0169ng n\u00eau r\u00f5 c\u00e1c h\u00e0nh vi vi ph\u1ea1m ph\u00e1p lu\u1eadt tr\u00ean th\u1ecb tr\u01b0\u1eddng ng\u00e0y c\u00e0ng tinh vi, ph\u1ee9c t\u1ea1p trong khi vi\u1ec7c thu th\u1eadp th\u00f4ng tin \u0111\u1ec3 ph\u00e1t hi\u1ec7n, x\u1eed l\u00fd c\u00e1c h\u00e0nh vi giao d\u1ecbch nghi v\u1ea5n g\u1eb7p nhi\u1ec1u kh\u00f3 kh\u0103n do h\u1ea1n ch\u1ebf v\u1ec1 th\u1ea9m quy\u1ec1n, v\u00ec v\u1eady k\u1ebft qu\u1ea3 thanh tra, ki\u1ec3m tra v\u00e0 x\u1eed l\u00fd c\u00f2n h\u1ea1n ch\u1ebf. <\/p>\n

Theo \u0111\u00f3, vi\u1ec7c x\u00e2y d\u1ef1ng Lu\u1eadt Ch\u1ee9ng kho\u00e1n (s\u1eeda \u0111\u1ed5i) nh\u1eb1m ho\u00e0n thi\u1ec7n th\u1ec3 ch\u1ebf, \u1ed5n \u0111\u1ecbnh m\u00f4i tr\u01b0\u1eddng ph\u00e1p l\u00fd, b\u1ea3o \u0111\u1ea3m cho s\u1ef1 ph\u00e1t tri\u1ec3n \u1ed5n \u0111\u1ecbnh, b\u1ec1n v\u1eefng, an to\u00e0n c\u1ee7a TTCK, \u0111\u00e1p \u1ee9ng y\u00eau c\u1ea7u h\u1ed9i nh\u1eadp, n\u00e2ng cao hi\u1ec7u qu\u1ea3 c\u00f4ng t\u00e1c qu\u1ea3n l\u00fd nh\u00e0 n\u01b0\u1edbc \u0111\u1ed1i v\u1edbi TTCK, g\u00f3p ph\u1ea7n b\u1ea3o v\u1ec7 quy\u1ec1n v\u00e0 l\u1ee3i \u00edch h\u1ee3p ph\u00e1p c\u1ee7a nh\u00e0 \u0111\u1ea7u t\u01b0; b\u1ea3o \u0111\u1ea3m TTCK l\u00e0 k\u00eanh huy \u0111\u1ed9ng v\u1ed1n trung v\u00e0 d\u00e0i h\u1ea1n quan tr\u1ecdng c\u1ee7a n\u1ec1n kinh t\u1ebf. <\/p>\n

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B\u1ed9 tr\u01b0\u1edfng B\u1ed9 T\u00e0i ch\u00ednh \u0110inh Ti\u1ebfn D\u0169ng. \u1ea2nh: Quochoi.vn<\/p>\n<\/div>\n<\/div>\n

D\u1ef1 th\u1ea3o Lu\u1eadt Ch\u1ee9ng kho\u00e1n (s\u1eeda \u0111\u1ed5i) bao g\u1ed3m 10 ch\u01b0\u01a1ng, 136 \u0111i\u1ec1u. So v\u1edbi Lu\u1eadt Ch\u1ee9ng kho\u00e1n hi\u1ec7n h\u00e0nh, d\u1ef1 th\u1ea3o Lu\u1eadt s\u1eeda \u0111\u1ed5i 97 \u0111i\u1ec1u, b\u1ed5 sung 31 \u0111i\u1ec1u, b\u00e3i b\u1ecf 31 \u0111i\u1ec1u v\u00e0 gi\u1eef nguy\u00ean 8 \u0111i\u1ec1u. Theo d\u1ef1 th\u1ea3o lu\u1eadt, m\u1ee9c ph\u1ea1t ti\u1ec1n t\u1ed1i \u0111a trong x\u1eed ph\u1ea1t vi ph\u1ea1m h\u00e0nh ch\u00ednh v\u1ec1 ch\u1ee9ng kho\u00e1n s\u1ebd \u0111\u01b0\u1ee3c t\u0103\u00ad\u00adng cao \u0111\u1ec3 c\u00f3 ch\u1ebf t\u00e0i \u0111\u1ee7 m\u1ea1nh, n\u00e2ng cao t\u00ednh r\u0103n \u0111e, ph\u00f2ng ng\u1eeba, x\u1eed l\u00fd nghi\u00eam c\u00e1c h\u00e0nh vi vi ph\u1ea1m tr\u00ean th\u1ecb tr\u01b0\u1eddng <\/p>\n

“\u0110\u1ed1i v\u1edbi m\u1ed9t s\u1ed1 h\u00e0nh vi vi ph\u1ea1m nghi\u00eam tr\u1ecdng \u1ea3nh h\u01b0\u1edfng \u0111\u1ebfn t\u00ednh minh b\u1ea1ch, an to\u00e0n c\u1ee7a th\u1ecb tr\u01b0\u1eddng nh\u01b0 thao t\u00fang th\u1ecb tr\u01b0\u1eddng, giao d\u1ecbch n\u1ed9i b\u1ed9… th\u00ec m\u1ee9c ph\u1ea1t ti\u1ec1n t\u1ed1i \u0111a l\u00e0 10 l\u1ea7n kho\u1ea3n thu tr\u00e1i ph\u00e1p lu\u1eadt \u0111\u1ed1i v\u1edbi t\u1ed5 ch\u1ee9c v\u00e0 5 l\u1ea7n kho\u1ea3n thu tr\u00e1i ph\u00e1p lu\u1eadt \u0111\u1ed1i v\u1edbi c\u00e1 nh\u00e2n; \u0111\u1ed1i v\u1edbi c\u00e1c h\u00e0nh vi vi ph\u1ea1m kh\u00e1c quy \u0111\u1ecbnh m\u1ee9c ph\u1ea1t ti\u1ec1n t\u1ed1i \u0111a l\u00e0 3 t\u1ef7 \u0111\u1ed3ng \u0111\u1ed1i v\u1edbi t\u1ed5 ch\u1ee9c v\u00e0 1,5 t\u1ef7 \u0111\u1ed3ng \u0111\u1ed1i v\u1edbi c\u00e1 nh\u00e2n”, t\u1edd tr\u00ecnh n\u00eau r\u00f5. <\/p>\n

D\u1ef1 th\u1ea3o lu\u1eadt c\u0169ng b\u1ed5 sung m\u1ed9t s\u1ed1 quy\u1ec1n cho \u1ee6y ban Ch\u1ee9ng kho\u00e1n Nh\u00e0 n\u01b0\u1edbc, trong \u0111\u00f3 c\u00f3 quy\u1ec1n y\u00eau c\u1ea7u c\u01a1 quan, t\u1ed5 ch\u1ee9c, c\u00e1 nh\u00e2n cung c\u1ea5p th\u00f4ng tin, t\u00e0i li\u1ec7u, d\u1eef li\u1ec7u ho\u1eb7c y\u00eau c\u1ea7u t\u1ed5 ch\u1ee9c, c\u00e1 nh\u00e2n gi\u1ea3i tr\u00ecnh, \u0111\u1ebfn l\u00e0m vi\u1ec7c li\u00ean quan \u0111\u1ebfn n\u1ed9i dung thanh tra, ki\u1ec3m tra…. <\/p>\n

Nh\u1eefng quy \u0111\u1ecbnh c\u1ee7a d\u1ef1 th\u1ea3o Lu\u1eadt nh\u1eb1m m\u1ee5c \u0111\u00edch kh\u1eafc ph\u1ee5c h\u1ea1n ch\u1ebf c\u1ee7a Lu\u1eadt hi\u1ec7n h\u00e0nh, b\u1ea3o \u0111\u1ea3m th\u1ef1c hi\u1ec7n c\u00e1c cam k\u1ebft qu\u1ed1c t\u1ebf, ph\u00f2ng, ch\u1ed1ng vi ph\u1ea1m ph\u00e1p lu\u1eadt trong l\u0129nh v\u1ef1c ch\u1ee9ng kho\u00e1n \u0111\u1ea1t hi\u1ec7u qu\u1ea3, b\u1ea3o \u0111\u1ea3m ph\u00f9 h\u1ee3p v\u1edbi c\u00e1c lu\u1eadt kh\u00e1c c\u00f3 li\u00ean quan nh\u01b0 Lu\u1eadt Ng\u00e2n h\u00e0ng Nh\u00e0 n\u01b0\u1edbc Vi\u1ec7t Nam, Lu\u1eadt C\u00e1c t\u1ed5 ch\u1ee9c t\u00edn d\u1ee5ng, Lu\u1eadt Vi\u1ec5n th\u00f4ng…. <\/p>\n

C\u0169ng v\u1ec1 quy\u1ec1n h\u1ea1n c\u1ee7a \u1ee6y ban Ch\u1ee9ng kho\u00e1n Nh\u00e0 n\u01b0\u1edbc, B\u00e1o c\u00e1o Th\u1ea9m tra c\u1ee7a \u1ee6y ban Kinh t\u1ebf Qu\u1ed1c h\u1ed9i d\u1eabn quan \u0111i\u1ec3m c\u1ee7a c\u00e1c \u0111\u1ea1i bi\u1ec3u cho r\u1eb1ng \u1ee6y ban Ch\u1ee9ng kho\u00e1n Nh\u00e0 n\u01b0\u1edbc c\u1ea7n tr\u1edf th\u00e0nh m\u1ed9t c\u01a1 quan \u0111\u1ed9c l\u1eadp thu\u1ed9c ch\u00ednh ph\u1ee7 l\u00e0 c\u1ea7n thi\u1ebft \u0111\u1ec3 c\u00f3 th\u1ec3 ho\u00e0n th\u00e0nh t\u1ed1t nhi\u1ec7m v\u1ee5 trong giai \u0111o\u1ea1n hi\u1ec7n nay, khi th\u1ecb tr\u01b0\u1eddng ch\u1ee9ng kho\u00e1n Vi\u1ec7t Nam ng\u00e0y c\u00e0ng m\u1edf r\u1ed9ng v\u1edbi t\u1ed1c \u0111\u1ed9 t\u0103ng tr\u01b0\u1edfng nhanh v\u00e0 \u0111\u00e3 tr\u1edf th\u00e0nh ngu\u1ed3n cung \u1ee9ng v\u1ed1n quan tr\u1ecdng cho n\u1ec1n kinh t\u1ebf. Ngo\u00e0i ra, n\u00f3 c\u0169ng ph\u00f9 h\u1ee3p h\u01a1n v\u1edbi c\u00e1c nguy\u00ean t\u1eafc qu\u1ed1c t\u1ebf. <\/p>\n<\/div>\n

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