{"id":1558,"date":"2019-05-17T00:45:27","date_gmt":"2019-05-16T21:45:27","guid":{"rendered":"https:\/\/super-news.info\/vi\/se-cam-vinh-vien-giao-dich-chung-khoan-neu-vi-pham-thao-tung-gia-nhieu-lan\/"},"modified":"2019-05-17T00:45:29","modified_gmt":"2019-05-16T21:45:29","slug":"se-cam-vinh-vien-giao-dich-chung-khoan-neu-vi-pham-thao-tung-gia-nhieu-lan","status":"publish","type":"post","link":"https:\/\/super-news.info\/vi\/se-cam-vinh-vien-giao-dich-chung-khoan-neu-vi-pham-thao-tung-gia-nhieu-lan\/","title":{"rendered":"S\u1ebd c\u1ea5m v\u0129nh vi\u1ec5n giao d\u1ecbch ch\u1ee9ng kho\u00e1n n\u1ebfu vi ph\u1ea1m thao t\u00fang gi\u00e1 nhi\u1ec1u l\u1ea7n"},"content":{"rendered":"

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Trong ph\u00e1p lu\u1eadt ch\u1ec9 c\u00f3 kh\u00e1i ni\u1ec7m “c\u1ea5u k\u1ebft t\u1ea1o cung c\u1ea7u gi\u1ea3 t\u1ea1o \u0111\u1ec3 thao t\u00fang gi\u00e1 ch\u1ee9ng kho\u00e1n”. C\u00e1c \u0111\u1ed9i, nh\u00f3m n\u00e0y s\u1eed d\u1ee5ng nhi\u1ec1u t\u00e0i kho\u1ea3n \u0111\u1ec3 th\u1ef1c hi\u1ec7n h\u00e0nh vi c\u1ee7a m\u00ecnh.\u00a0<\/p>\n

\u00d4ng Th\u1ecd cho bi\u1ebft UBCK ph\u1ed1i h\u1ee3p v\u1edbi c\u00e1c S\u1edf GDCK c\u00f3 nhi\u1ec7m v\u1ee5 gi\u00e1m s\u00e1t giao d\u1ecbch tr\u00ean c\u01a1 s\u1edf gi\u00e1m s\u00e1t t\u1eeb nhi\u1ec1u ngu\u1ed3n th\u00f4ng tin, k\u1ec3 c\u1ea3 c\u00e1c \u0111\u01a1n th\u01b0 t\u1ed1 c\u00e1o \u0111\u1ec3 l\u00e0m r\u00f5 vi\u1ec7c \u0111\u1eb7t l\u1ec7nh, h\u1ee7y l\u1ec7nh c\u1ee7a c\u00e1c nh\u00f3m t\u00e0i kho\u1ea3n \u0111\u1ec3 c\u00f3 c\u01a1 s\u1edf x\u00e1c \u0111\u1ecbnh h\u00e0nh vi vi ph\u1ea1m. UBCK khi c\u00f3 \u0111\u1ea7y \u0111\u1ee7 x\u00e1c \u0111\u1ecbnh c\u00e1c h\u00e0nh vi thao t\u00fang gi\u00e1 ch\u1ee9ng kho\u00e1n c\u1ee7a c\u00e1 nh\u00e2n hay t\u1ed5 ch\u1ee9c s\u1ebd x\u1eed l\u00fd theo quy \u0111\u1ecbnh c\u1ee7a ph\u00e1p lu\u1eadt.<\/p>\n

D\u1ef1 th\u1ea3o Lu\u1eadt ch\u1ee9ng kho\u00e1n s\u1eeda \u0111\u1ed5i \u0111\u00e3 quy \u0111\u1ecbnh t\u0103ng m\u1ee9c x\u1eed ph\u1ea1t vi ph\u1ea1m h\u00e0nh ch\u00ednh tr\u00ean TTCK l\u00ean t\u1ed1i \u0111a 3 t\u1ef7 \u0111\u1ed3ng v\u1edbi t\u1ed5 ch\u1ee9c v\u00e0 1,5 t\u1ef7 \u0111\u1ed3ng v\u1edbi c\u00e1 nh\u00e2n. Tuy nhi\u00ean m\u1ee9c ph\u1ea1t n\u00e0y theo c\u00e1c nh\u00e0 \u0111\u1ea7u t\u01b0 v\u1eabn kh\u00f4ng \u0111\u1ee7 s\u1ee9c r\u0103n \u0111e.<\/p>\n

Theo m\u1ed9t n\u1ed9i dung trong d\u1ef1 th\u1ea3o Lu\u1eadt ch\u1ee9ng kho\u00e1n s\u1eeda \u0111\u1ed5i l\u1ea7n n\u00e0y c\u00f3 quy \u0111\u1ecbnh, ngo\u00e0i vi\u1ec7c b\u1ecb x\u1eed ph\u1ea1t h\u00e0nh ch\u00ednh, t\u00f9y theo t\u00ednh ch\u1ea5t, m\u1ee9c \u0111\u1ed9 vi ph\u1ea1m, t\u1ed5 ch\u1ee9c c\u00e1 nh\u00e2n c\u00f3 h\u00e0nh vi vi ph\u1ea1m c\u00f2n c\u00f3 th\u1ec3 b\u1ecb bu\u1ed9c n\u1ed9p l\u1ea1i s\u1ed1 l\u1ee3i b\u1ea5t h\u1ee3p ph\u00e1p c\u00f3 \u0111\u01b0\u1ee3c do th\u1ef1c hi\u1ec7n vi ph\u1ea1m h\u00e0nh ch\u00ednh, \u0111\u00ecnh ch\u1ec9 ho\u1ea1t \u0111\u1ed9ng, \u0111\u00ecnh ch\u1ec9 giao d\u1ecbch c\u00f3 th\u1eddi h\u1ea1n, t\u01b0\u1edbc quy\u1ec1n s\u1eed d\u1ee5ng gi\u1ea5y ph\u00e9p, gi\u1ea5y ch\u1ee9ng nh\u1eadn li\u00ean quan \u0111\u1ebfn ho\u1ea1t \u0111\u1ed9ng ch\u1ee9ng kho\u00e1n, c\u1ea5m ch\u00e0o b\u00e1n ch\u1ee9ng kho\u00e1n ra c\u00f4ng ch\u00fang \u0111\u1ec3 huy \u0111\u1ed9ng v\u1ed1n c\u00f3 th\u1eddi h\u1ea1n v\u00e0 n\u1eb7ng nh\u1ea5t l\u00e0 c\u1ea5m tham gia c\u00e1c ho\u1ea1t \u0111\u1ed9ng v\u1ec1 ch\u1ee9ng kho\u00e1n v\u00e0 th\u1ecb tr\u01b0\u1eddng ch\u1ee9ng kho\u00e1n c\u00f3 th\u1eddi h\u1ea1n ho\u1eb7c v\u0129nh vi\u1ec5n.<\/p>\n

Tr\u1ea3 l\u1eddi VITV, \u00f4ng Nguy\u1ec5n Th\u1ebf Th\u1ecd cho bi\u1ebft, n\u1ebfu vi\u1ec7c thao t\u00fang gi\u00e1 ch\u1ee9ng kho\u00e1n b\u1ecb t\u00e1i ph\u1ea1m nhi\u1ec1u l\u1ea7n c\u00f3 th\u1ec3 c\u1ea5m v\u0129nh vi\u1ec5n kh\u00f4ng cho giao d\u1ecbch ho\u1eb7c h\u1ea1n ch\u1ebf th\u1eddi gian giao d\u1ecbch, c\u00e1c c\u00f4ng ty nhi\u1ec1u l\u1ea7n vi ph\u1ea1m c\u00f4ng b\u1ed1 th\u00f4ng tin ph\u1ea3i c\u00f3 ch\u1ebf t\u00e0i n\u00e0o \u0111\u00f3 ho\u1eb7c nh\u00e2n vi\u00ean CTCK, CTCK vi ph\u1ea1m ph\u1ea3i r\u00fat gi\u1ea5y ph\u00e9p v\u00e0 t\u1ea1m ng\u1eebng ho\u1ea1t \u0111\u1ed9ng. Tuy nhi\u00ean theo \u00f4ng Th\u1ecd b\u00ean c\u1ea1nh vi\u1ec7c t\u0103ng ch\u1ebf t\u00e0i, c\u1ea7n ph\u1ea3i quan t\u00e2m \u0111\u1ebfn gi\u00e1o d\u1ee5c tuy\u00ean truy\u1ec1n. N\u1ebfu ch\u1ec9 x\u1eed th\u1eadt n\u1eb7ng m\u00e0 kh\u00f4ng tuy\u00ean truy\u1ec1n, kh\u00f4ng gi\u00e1o d\u1ee5c th\u00ec nh\u00e0 \u0111\u1ea7u t\u01b0 s\u1ebd kh\u00f4ng nh\u1eadn th\u1ee9c \u0111\u01b0\u1ee3c \u0111\u00f3 l\u00e0 h\u00e0nh vi vi ph\u1ea1m ko ch\u1ec9 t\u00e1c \u0111\u1ed9ng \u0111\u1ebfn b\u1ea3n th\u00e2n \u0111\u1ebfn nh\u00e0 \u0111\u1ea7u t\u01b0,c\u00e1c c\u00f4ng ty m\u00e0 \u1ea3nh h\u01b0\u1edfng ti\u00eau c\u1ef1c \u0111\u1ebfn c\u1ea3 n\u1ec1n kinh t\u1ebf.<\/p>\n

B\u00e0 B\u00f9i Huy\u1ec1n Trang – Gi\u00e1m \u0111\u1ed1c Ph\u00f2ng Gi\u00e1m s\u00e1t giao d\u1ecbch, S\u1edf Giao d\u1ecbch Ch\u1ee9ng kho\u00e1n H\u00e0 N\u1ed9i cho r\u1eb1ng khi xu\u1ea5t hi\u1ec7n tin \u0111\u1ed3n, \u0111\u1ed1i v\u1edbi doanh nghi\u1ec7p, vi\u1ec7c b\u00ecnh t\u0129nh s\u1ebd gi\u00fap doanh nghi\u1ec7p x\u1eed l\u00fd tin \u0111\u1ed3n nhanh ch\u00f3ng v\u00e0 h\u1ee3p l\u00fd. N\u1ebfu m\u1ee9c \u0111\u1ed9 quan t\u00e2m c\u1ee7a l\u00e3nh \u0111\u1ea1o c\u00f4ng ty ch\u01b0a \u0111\u1ee7 l\u1edbn th\u00ec s\u1ebd th\u00e0nh kh\u1ee7ng ho\u1ea3ng d\u1eabn \u0111\u1ebfn kh\u00f3 x\u1eed l\u00fd. V\u1edbi doanh nghi\u1ec7p tr\u00ean s\u00e0n ni\u00eam y\u1ebft c\u00f3 b\u1ec1 d\u00e0y v\u00e0 kinh nghi\u1ec7m trong vi\u1ec7c c\u00f4ng b\u1ed1 th\u00f4ng tin, h\u1ecd s\u1ebd c\u00f3 ph\u1ea3n \u1ee9ng ngay, g\u1eedi th\u00f4ng tin gi\u1ea3i tr\u00ecnh l\u00ean c\u00e1c c\u01a1 quan qu\u1ea3n l\u00fd. N\u1ebfu b\u1ea3n th\u00e2n doanh nghi\u1ec7p x\u00e1c \u0111\u1ecbnh th\u00f4ng tin \u0111\u00f3 kh\u00f4ng c\u00f3 c\u0103n c\u1ee9, doanh nghi\u1ec7p c\u0169ng c\u1ea7n gi\u1ea3i tr\u00ecnh v\u00e0 \u0111\u01b0a ra th\u00f4ng tin x\u00e1c \u0111\u00e1ng \u0111\u1ebfn c\u00e1c nh\u00e0 \u0111\u1ea7u t\u01b0.<\/p>\n

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Ph\u01b0\u01a1ng Anh<\/p>\n

Theo Tr\u00ed th\u1ee9c tr\u1ebb<\/p>\n<\/p><\/div>\n

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[ad_1] Trong ph\u00e1p lu\u1eadt ch\u1ec9 c\u00f3 kh\u00e1i ni\u1ec7m “c\u1ea5u k\u1ebft t\u1ea1o cung c\u1ea7u gi\u1ea3 t\u1ea1o \u0111\u1ec3 thao t\u00fang gi\u00e1 ch\u1ee9ng kho\u00e1n”. 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